Lisa Klika, SVP Chief Compliance Officer

Lisa Klika | Guild Mortgage

Ms. Klika reports to Mary Ann McGarry, President and CEO, and is responsible for the Company’s risk management, compliance, quality assurance, and legal matters. Ms. Klika manages state and federal regulatory agency filings, licensing, inquiries and audits, analyzes regulatory changes and areas of risk to assess impact to the Company. She directs related policy and operational changes and system controls, including those that ensure compliance with major regulatory changes such as SAFE Act, RESPA reform and the Dodd Frank Act. She began with the Company in 2003 as a Compliance Analyst and held several positions including Quality Assurance Analyst and Quality Assurance Manager, before being promoted to Vice President in 2007 and to Senior Vice President in 2013. Ms. Klika graduated from Oregon State University, Corvallis, with a B.S. in Health and Human Performance. Ms. Klika was named to the MBA Future Leaders Program (2007), to the CMBA Future Leaders Program (2009), served on the MBA Residential Board of Governors Advisory Committee (2010-11), and is Chair of the MBA Regulatory Compliance Committee (2010-13).